| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Securities Limited | RO | 就证券提供意见 | 2023-01-18 | 2023-10-31 |
| RO | 证券交易 | 2023-01-17 | 2023-10-31 | |
| Rep | 证券交易 | 2021-12-21 | 2023-01-17 | |
| GLOBAL MASTERMIND FUTURES LIMITED | Rep | 期货合约交易 | 2018-08-21 | 2020-10-14 |
| GLOBAL MASTERMIND SECURITIES LIMITED | Rep | 证券交易 | 2017-08-14 | 2021-08-01 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-05-05 | 2016-12-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-05-05 | 2016-12-11 |