| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就机构融资提供意见 | 2026-07-28 | - |
| Rep | 就证券提供意见 | 2026-07-28 | - | |
| RO | 证券交易 | 2026-07-28 | - | |
| RO | 就机构融资提供意见 | 2023-06-26 | 2025-10-17 | |
| RO | 证券交易 | 2023-06-26 | 2025-10-17 | |
| Rep | 就证券提供意见 | 2021-03-03 | 2025-10-17 | |
| Rep | 就机构融资提供意见 | 2015-11-03 | 2023-06-26 | |
| Rep | 证券交易 | 2015-11-03 | 2023-06-26 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2014-05-05 | 2015-08-29 |