| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2015-10-28 | 2017-09-29 |
| Rep | 证券交易 | 2015-10-28 | 2017-09-29 | |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2014-05-09 | 2015-10-01 |
| Rep | 就证券提供意见 | 2014-05-09 | 2015-10-01 | |
| Rep | 证券交易 | 2014-05-09 | 2015-10-01 |