| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2016-12-19 | 2018-01-16 |
| Rep | 期货合约交易 | 2016-12-19 | 2018-01-16 | |
| Rep | 证券交易 | 2016-12-19 | 2018-01-16 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2015-08-14 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2015-08-14 | 2018-01-16 |
| Rep | 证券交易 | 2015-08-14 | 2018-01-16 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2015-08-14 | 2016-12-18 |
| Rep | 证券交易 | 2015-08-14 | 2016-12-18 | |
| Shangding International Asset Management Company Limited | Rep | 提供资产管理 | 2014-05-09 | 2015-07-17 |