| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MAGIC COMPASS SECURITIES LIMITED | Rep | 就证券提供意见 | 2026-10-12 | - |
| Rep | 提供资产管理 | 2026-10-12 | - | |
| Rep | 期货合约交易 | 2026-10-12 | - | |
| Rep | 证券交易 | 2026-10-12 | - | |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | 就证券提供意见 | 2026-02-11 | 2026-04-24 |
| RO | 证券交易 | 2026-02-11 | 2026-04-24 | |
| Rep | 就证券提供意见 | 2025-08-21 | 2026-02-11 | |
| Rep | 证券交易 | 2025-08-21 | 2026-02-11 | |
| China Sunrise Securities (International) Limited | RO | 就证券提供意见 | 2023-02-09 | 2024-12-13 |
| RO | 证券交易 | 2023-02-09 | 2024-12-13 | |
| China Sunrise Asset Management Limited | Rep | 提供资产管理 | 2022-12-20 | 2024-12-13 |
| China Sunrise Securities (International) Limited | Rep | 就证券提供意见 | 2022-12-20 | 2023-02-09 |
| Rep | 证券交易 | 2022-12-20 | 2023-02-09 | |
| Midas Securities Limited | Rep | 提供资产管理 | 2021-03-17 | 2022-07-10 |
| RO | 就证券提供意见 | 2020-05-11 | 2022-07-10 | |
| RO | 期货合约交易 | 2020-05-11 | 2022-07-10 | |
| RO | 证券交易 | 2020-05-11 | 2022-07-10 | |
| XinKong International Securities Limited | Rep | 就证券提供意见 | 2019-04-23 | 2020-05-10 |
| Rep | 期货合约交易 | 2019-03-01 | 2020-05-10 | |
| Rep | 证券交易 | 2019-03-01 | 2020-05-10 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-08-09 | 2019-01-13 |
| Rep | 证券交易 | 2017-08-09 | 2019-01-13 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2015-06-25 | 2017-04-21 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2015-06-25 | 2017-04-21 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2014-05-13 | 2015-06-12 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2014-05-13 | 2015-06-12 |
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