| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2026-01-20 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-07-26 | 2023-11-01 |
| Rep | 就证券提供意见 | 2021-07-26 | 2023-11-01 | |
| Rep | 证券交易 | 2021-07-26 | 2023-11-01 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2020-10-29 | 2021-06-10 |
| Rep | 就证券提供意见 | 2020-10-29 | 2021-06-10 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2020-10-29 | 2021-06-10 |
| Rep | 证券交易 | 2020-10-29 | 2021-06-10 | |
| CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | 就证券提供意见 | 2019-01-24 | 2019-05-31 |
| Rep | 提供资产管理 | 2019-01-24 | 2019-05-31 |