| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2025-09-11 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2025-09-11 | - |
| Rep | 期货合约交易 | 2025-09-11 | - | |
| Rep | 证券交易 | 2025-09-11 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2019-11-01 | 2025-05-02 |
| Rep | 证券交易 | 2019-11-01 | 2025-05-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2019-11-01 | 2025-05-02 |
| Rep | 证券交易 | 2019-11-01 | 2025-05-02 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2019-01-24 | 2019-08-16 |
| Rep | 证券交易 | 2019-01-24 | 2019-08-16 |