| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KEYSTONE CAPITAL LIMITED (HK) | RO | 就证券提供意见 | 2023-03-21 | - |
| RO | 提供资产管理 | 2023-03-21 | - | |
| RO | 证券交易 | 2023-03-21 | - | |
| Rep | 就证券提供意见 | 2021-03-03 | 2023-03-21 | |
| Rep | 提供资产管理 | 2021-03-03 | 2023-03-21 | |
| Rep | 证券交易 | 2021-03-03 | 2023-03-21 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供资产管理 | 2020-07-22 | 2021-02-06 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2020-07-07 | 2021-02-06 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-07-07 | 2021-02-06 |
| Rep | 证券交易 | 2020-07-07 | 2021-02-06 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2020-06-12 | 2020-06-12 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2016-10-12 | 2020-06-12 |
| Rep | 证券交易 | 2016-10-12 | 2020-06-12 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-05-22 | 2014-10-13 |
| Rep | 证券交易 | 2014-05-22 | 2014-10-13 |
已采集记录中暂无金管局登记。