| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2025-06-23 | - |
| RO | 证券交易 | 2025-06-23 | - | |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2025-06-23 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2017-12-04 | 2025-06-23 |
| Rep | 证券交易 | 2017-08-24 | 2025-06-23 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2017-08-24 | 2025-06-23 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2016-06-06 | 2017-08-11 |
| Rep | 证券交易 | 2014-05-22 | 2017-08-11 |