| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2022-11-04 | - |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2022-11-04 | 2023-05-15 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2022-11-04 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2021-03-01 | 2022-10-13 |
| Rep | 证券交易 | 2019-02-01 | 2022-10-13 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2019-02-01 | 2022-10-13 |