Personnel Hong Kong SFC License Details (ID 2274505)

Personnel Hong Kong SFC License Details (ID 2274505)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2015-09-18	2015-09-25
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2015-09-18	2015-09-25
	Rep	证券交易	2015-09-18	2015-09-25
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2015-09-18	2015-09-25
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2015-08-03	2015-08-07
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2015-08-03	2015-08-07
	Rep	证券交易	2015-08-03	2015-08-07
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2015-08-03	2015-08-07
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2014-05-27	2015-02-18
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2014-05-27	2015-02-18
	Rep	证券交易	2014-05-27	2015-02-18
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2014-05-27	2015-02-18