| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就机构融资提供意见 | 2026-07-28 | - |
| RO | 证券交易 | 2026-07-28 | - | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2026-05-13 | 2026-05-21 |
| Rep | 就证券提供意见 | 2026-05-13 | 2026-05-21 | |
| Rep | 证券交易 | 2026-05-13 | 2026-05-21 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2025-05-23 | 2026-03-13 |
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2020-04-29 | 2023-11-06 |
| Rep | 就机构融资提供意见 | 2020-02-24 | 2020-04-29 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2020-02-24 | 2023-11-06 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2018-06-14 | 2020-01-31 |
| Rep | 就机构融资提供意见 | 2017-06-27 | 2018-06-14 | |
| Rep | 就证券提供意见 | 2017-06-27 | 2020-01-31 | |
| Rep | 证券交易 | 2017-06-27 | 2020-01-31 | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-06-06 | 2017-05-26 |
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