| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 就证券提供意见 | 2021-08-24 | 2025-06-05 |
| RO | 期货合约交易 | 2021-08-24 | 2025-06-05 | |
| RO | 证券交易 | 2021-08-24 | 2025-06-05 | |
| Rep | 期货合约交易 | 2016-08-01 | 2021-08-24 | |
| Rep | 证券交易 | 2016-08-01 | 2021-08-24 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2015-09-18 | 2015-10-21 |
| Rep | 证券交易 | 2015-09-18 | 2015-10-21 | |
| Rep | 期货合约交易 | 2014-11-27 | 2014-12-05 | |
| Rep | 证券交易 | 2014-11-27 | 2014-12-05 | |
| Rep | 期货合约交易 | 2014-06-10 | 2014-06-14 | |
| Rep | 证券交易 | 2014-06-10 | 2014-06-14 |