| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2020-10-16 | 2021-08-31 |
| Rep | 就证券提供意见 | 2020-10-16 | 2021-08-31 | |
| Rep | 提供资产管理 | 2020-10-16 | 2021-08-31 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | 2018-07-24 | 2019-02-13 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2017-09-19 | 2019-02-13 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-01-12 | 2019-02-13 |
| Rep | 证券交易 | 2017-01-12 | 2019-02-13 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2014-06-11 | 2016-07-15 |