| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2025-05-15 | - |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2025-03-18 | - |
| Rep | 证券交易 | 2025-03-18 | - | |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-12-29 | 2025-01-17 |
| Rep | 证券交易 | 2023-12-29 | 2025-01-17 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 提供资产管理 | 2021-12-17 | 2022-03-15 |
| Rep | 就证券提供意见 | 2021-12-17 | 2023-10-31 | |
| Rep | 期货合约交易 | 2021-12-17 | 2023-10-31 | |
| Rep | 证券交易 | 2021-12-17 | 2023-10-31 | |
| OnePlatform Asset Management Limited | Rep | 提供资产管理 | 2014-09-29 | 2017-03-25 |
| Rep | 证券交易 | 2014-06-23 | 2017-03-25 |
已采集记录中暂无金管局登记。