Personnel Hong Kong SFC License Details (ID 2286050)

Personnel Hong Kong SFC License Details (ID 2286050)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UBS SECURITIES ASIA LIMITED	Rep	证券交易	2024-03-08	2024-03-15
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2024-03-08	2024-03-15
UBS SECURITIES ASIA LIMITED	Rep	证券交易	2023-01-13	2023-01-20
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2023-01-13	2023-01-20
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2017-10-17	2017-10-20
	Rep	证券交易	2017-10-17	2017-10-20
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2017-10-17	2017-10-20
	Rep	证券交易	2016-12-19	2017-03-01
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2014-06-25	2017-03-01
	Rep	证券交易	2014-06-25	2017-03-01
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2014-06-25	2016-12-18