| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | Rep | 证券交易 | 2021-06-16 | 2021-08-11 |
| Quam Securities Limited | Rep | 提供资产管理 | 2019-04-23 | 2019-05-24 |
| Rep | 证券交易 | 2019-04-23 | 2019-05-24 | |
| Glory Sun Securities Limited | Rep | 就证券提供意见 | 2018-11-27 | 2019-03-25 |
| Rep | 提供资产管理 | 2018-11-27 | 2019-03-25 | |
| Rep | 证券交易 | 2018-11-27 | 2019-03-25 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2014-06-26 | 2015-08-19 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2014-06-26 | 2015-08-19 |