| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2016-09-08 | 2018-11-15 |
| Rep | 期货合约交易 | 2016-09-08 | 2018-11-15 | |
| Rep | 证券交易 | 2016-09-08 | 2018-11-15 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-06-26 | 2015-05-01 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2014-06-26 | 2015-05-01 |