| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2020-09-01 | - |
| Rep | 证券交易 | 2020-09-01 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2020-09-01 | - |
| Rep | 证券交易 | 2020-09-01 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2014-07-03 | 2015-11-30 |
| Rep | 证券交易 | 2014-07-03 | 2020-05-29 |