| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2025-12-08 | - |
| RO | 证券交易 | 2025-12-08 | - | |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2025-12-08 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2025-08-25 | 2025-12-08 |
| Rep | 证券交易 | 2025-08-25 | 2025-12-08 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2025-08-25 | 2025-12-08 |
| China Securities (International) Brokerage Company Limited | RO | 就期货合约提供意见 | 2020-10-09 | 2025-07-31 |
| RO | 就证券提供意见 | 2020-10-09 | 2025-07-31 | |
| RO | 期货合约交易 | 2020-10-09 | 2025-07-31 | |
| RO | 证券交易 | 2018-09-20 | 2025-07-31 | |
| China Securities (International) Asset Management Company Limited | Rep | 提供资产管理 | 2017-05-29 | 2025-07-31 |
| China Securities (International) Brokerage Company Limited | Rep | 证券交易 | 2017-05-29 | 2018-09-20 |
| Rep | 期货合约交易 | 2017-05-29 | 2020-10-09 | |
| China Securities (International) Asset Management Company Limited | Rep | 提供资产管理 | 2017-01-10 | 2017-04-14 |
| China Securities (International) Brokerage Company Limited | Rep | 期货合约交易 | 2015-04-23 | 2017-04-14 |
| Rep | 证券交易 | 2014-07-04 | 2017-04-14 |
已采集记录中暂无金管局登记。