| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NonaVerse (Hong Kong) Limited | RO | 提供资产管理 | 2024-02-28 | - |
| Harmony Advisors Limited | Rep | 提供资产管理 | 2017-11-10 | 2018-06-29 |
| Rep | 证券交易 | 2017-11-10 | 2018-06-29 | |
| DAIXY Capital Management Limited | Rep | 就证券提供意见 | 2017-05-12 | 2017-08-08 |
| Rep | 提供资产管理 | 2017-05-12 | 2017-08-08 | |
| Patrol Capital Management Limited | Rep | 提供资产管理 | 2015-09-04 | 2017-03-31 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2014-08-21 | 2015-03-24 |
| Rep | 证券交易 | 2014-08-21 | 2015-03-24 | |
| Rep | 期货合约交易 | 2014-07-11 | 2014-08-01 | |
| Rep | 证券交易 | 2014-07-11 | 2014-08-01 |