| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BREVAN HOWARD (HONG KONG) LIMITED | RO | 期货合约交易 | 2026-10-07 | - |
| RO | 证券交易 | 2026-10-07 | - | |
| Rep | 提供资产管理 | 2024-07-19 | 2024-09-09 | |
| Rep | 提供资产管理 | 2020-09-09 | 2023-09-18 | |
| Rep | 证券交易 | 2017-05-08 | 2018-05-09 | |
| Rep | 提供资产管理 | 2017-05-08 | 2019-12-31 | |
| DAIXY Capital Management Limited | Rep | 就证券提供意见 | 2016-07-11 | 2017-04-29 |
| Rep | 提供资产管理 | 2016-07-11 | 2017-04-29 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-07-14 | 2016-06-28 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2014-07-14 | 2016-06-28 |
| Rep | 证券交易 | 2014-07-14 | 2016-06-28 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2014-07-14 | 2016-06-28 |
已采集记录中暂无金管局登记。