| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2025-10-27 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-09-30 | 2025-09-26 |
| Rep | 证券交易 | 2021-09-06 | 2025-09-26 | |
| Saxo Capital Markets HK Limited | Rep | 杠杆式外汇交易 | 2021-04-28 | 2021-08-13 |
| Rep | 期货合约交易 | 2021-04-20 | 2021-08-13 | |
| Rep | 证券交易 | 2021-04-20 | 2021-08-13 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2019-03-22 | 2021-03-23 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2019-03-22 | 2021-03-23 |