| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 就证券提供意见 | 2017-07-24 | - |
| Rep | 提供资产管理 | 2017-07-24 | - | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2015-02-04 | 2017-06-04 |
| Rep | 证券交易 | 2015-02-04 | 2017-06-04 | |
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2015-02-04 | 2017-06-04 |
| Rep | 期货合约交易 | 2014-09-10 | 2015-02-04 | |
| Rep | 证券交易 | 2014-09-10 | 2017-06-04 | |
| BOCOM International Asset Management Limited | Rep | 提供资产管理 | 2014-07-18 | 2015-01-29 |