| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | RO | 证券交易 | 2024-05-24 | - |
| Rep | 期货合约交易 | 2024-03-26 | - | |
| Rep | 证券交易 | 2024-03-07 | 2024-05-24 | |
| uSmart Securities Limited | RO | 证券交易 | 2023-09-12 | 2024-02-14 |
| Rep | 证券交易 | 2023-09-07 | 2023-09-12 | |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 就证券提供意见 | 2022-06-08 | 2023-08-11 |
| RO | 证券交易 | 2021-11-18 | 2023-08-11 | |
| Rep | 证券交易 | 2018-10-16 | 2021-11-18 | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-10-24 | 2018-09-07 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2016-10-24 | 2018-09-07 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2015-08-19 | 2016-09-23 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-08-19 | 2016-09-23 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2014-07-25 | 2014-08-28 |
已采集记录中暂无金管局登记。