| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2026-08-14 | - |
| Rep | 就证券提供意见 | 2026-08-14 | - | |
| CLSA LIMITED | Rep | 证券交易 | 2026-08-14 | - |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2021-12-09 | 2026-06-30 |
| Rep | 就证券提供意见 | 2021-08-17 | 2026-06-30 | |
| Rep | 证券交易 | 2021-08-17 | 2026-06-30 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2021-08-17 | 2026-06-30 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2021-08-02 | 2021-12-09 |
| Founder Securities (Hong Kong) Capital Company Limited | RO | 就机构融资提供意见 | 2019-12-13 | 2021-07-19 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2014-07-28 | 2019-11-15 |
已采集记录中暂无金管局登记。