| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited | Rep | 就证券提供意见 | 2017-11-29 | 2018-01-31 |
| Rep | 提供资产管理 | 2017-11-29 | 2018-01-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2014-07-28 | 2016-08-23 |
| Rep | 就证券提供意见 | 2014-07-28 | 2016-08-23 | |
| Rep | 证券交易 | 2014-07-28 | 2016-08-23 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2014-07-28 | 2016-08-23 |
| Rep | 就证券提供意见 | 2014-07-28 | 2016-08-23 | |
| Rep | 证券交易 | 2014-07-28 | 2016-08-23 |