| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | 证券交易 | 2015-12-14 | 2016-06-28 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2014-08-26 | 2015-06-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 期货合约交易 | 2014-08-01 | 2014-08-26 |
| Rep | 就证券提供意见 | 2014-08-01 | 2015-06-19 | |
| Rep | 证券交易 | 2014-08-01 | 2015-06-19 |