| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2016-07-01 | 2019-06-29 |
| Rep | 证券交易 | 2016-04-20 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2016-04-20 | 2019-06-29 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2016-04-20 | 2016-06-30 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2015-09-02 | 2016-04-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2015-09-02 | 2016-04-09 |
| Golden Hen Securities and Futures Limited | Rep | 期货合约交易 | 2014-08-06 | 2015-08-17 |
| Rep | 证券交易 | 2014-08-06 | 2015-08-17 |