| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-04-24 | 2016-02-15 |
| Rep | 就证券提供意见 | 2015-04-24 | 2016-02-15 | |
| CLSA LIMITED | Rep | 证券交易 | 2015-04-24 | 2016-02-15 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2015-01-14 | 2016-01-01 |
| Rep | 就证券提供意见 | 2015-01-14 | 2016-01-01 | |
| Rep | 证券交易 | 2015-01-14 | 2016-01-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2014-08-07 | 2014-11-28 |
| Rep | 就证券提供意见 | 2014-08-07 | 2014-11-28 | |
| Rep | 证券交易 | 2014-08-07 | 2014-11-28 |