| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited | RO | 就机构融资提供意见 | 2026-03-26 | - |
| Rep | 证券交易 | 2025-11-24 | - | |
| Rep | 就机构融资提供意见 | 2025-11-24 | 2026-03-26 | |
| CMBC International Capital Limited | RO | 就机构融资提供意见 | 2023-03-06 | 2025-11-01 |
| Rep | 证券交易 | 2019-09-04 | 2025-11-01 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-09-04 | 2025-11-01 |
| CMBC International Capital Limited | Rep | 就机构融资提供意见 | 2019-06-24 | 2023-03-06 |
| PROSPER VOYAGE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-09-07 | 2019-06-16 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-10-20 | 2017-08-31 |
| Soochow Securities International Capital Limited | Rep | 就机构融资提供意见 | 2014-08-11 | 2017-08-31 |
已采集记录中暂无金管局登记。