| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2024-01-10 | - |
| RO | 证券交易 | 2024-01-10 | - | |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2024-01-10 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2017-12-04 | 2024-01-10 |
| Rep | 证券交易 | 2017-08-21 | 2024-01-10 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2017-08-21 | 2024-01-10 |
| China Securities (International) Brokerage Company Limited | Rep | 就期货合约提供意见 | 2014-11-20 | 2017-08-01 |
| Rep | 期货合约交易 | 2014-11-20 | 2017-08-01 | |
| Rep | 就证券提供意见 | 2014-08-14 | 2017-08-01 | |
| Rep | 证券交易 | 2014-08-14 | 2017-08-01 |