| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2019-01-18 | - |
| Rep | 证券交易 | 2019-01-18 | - | |
| Rep | 期货合约交易 | 2016-10-11 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2014-08-19 | - |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-08-19 | 2016-10-10 |