| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2023-12-11 | 2024-08-12 |
| Rep | 期货合约交易 | 2023-10-12 | 2024-08-12 | |
| Rep | 证券交易 | 2023-10-12 | 2024-08-12 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2023-08-24 | 2023-09-04 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2023-08-24 | 2023-09-04 |
| EAST ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2019-04-26 | 2021-06-30 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-04-26 | 2021-06-30 |