| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2015-07-31 | - |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-07-31 | 2016-10-10 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2014-08-25 | 2015-04-24 |
| Rep | 证券交易 | 2014-08-25 | 2015-04-24 |