| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | 就期货合约提供意见 | 2023-09-18 | - |
| Rep | 就证券提供意见 | 2023-09-18 | - | |
| Rep | 提供资产管理 | 2023-09-18 | - | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2023-08-31 |
| Rep | 证券交易 | 2017-10-03 | 2023-08-31 | |
| Rep | 就证券提供意见 | 2016-08-17 | 2017-10-02 | |
| Rep | 证券交易 | 2016-08-17 | 2017-10-02 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2015-05-26 | 2016-05-20 |
| Rep | 证券交易 | 2015-02-16 | 2015-05-16 | |
| Rep | 证券交易 | 2014-11-19 | 2014-11-27 | |
| Rep | 证券交易 | 2014-10-14 | 2014-10-17 | |
| Rep | 证券交易 | 2014-08-25 | 2014-09-15 |