| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2025-06-10 | 2025-06-13 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2025-06-10 | 2025-06-13 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2024-10-30 | 2024-11-05 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2024-10-30 | 2024-11-05 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2014-08-27 | 2015-11-30 |
| Rep | 期货合约交易 | 2014-08-27 | 2019-07-01 | |
| Rep | 证券交易 | 2014-08-27 | 2019-07-01 |