| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 期货合约交易 | 2025-09-11 | - |
| Rep | 证券交易 | 2025-07-11 | - | |
| CITIC Securities International Global Markets Limited | Rep | 证券交易 | 2025-07-11 | - |
| CLSA LIMITED | Rep | 证券交易 | 2025-07-11 | - |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2021-06-24 | - |
| Rep | 提供资产管理 | 2021-06-24 | 2025-07-11 | |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2019-05-06 | 2020-02-24 |
| Rep | 证券交易 | 2019-05-06 | 2020-02-24 |