| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Inheliance Asset Management Limited | Rep | 就证券提供意见 | 2019-09-30 | 2021-01-11 |
| Rep | 提供资产管理 | 2019-09-30 | 2021-01-11 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-09-01 | 2017-03-07 |
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2014-09-01 | 2017-03-07 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-09-01 | 2017-03-07 |