| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-09-05 | - |
| Rep | 期货合约交易 | 2019-08-01 | - | |
| Rep | 证券交易 | 2017-06-13 | - | |
| Crosby Securities Limited | Rep | 就证券提供意见 | 2015-08-31 | 2017-06-08 |
| Rep | 证券交易 | 2015-08-31 | 2017-06-08 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2014-09-02 | 2015-08-27 |
| Rep | 证券交易 | 2014-09-02 | 2015-08-27 |