| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2017-11-30 | 2023-12-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2017-10-25 | 2023-12-22 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2017-10-25 | 2023-12-22 |
| Rep | 证券交易 | 2017-10-25 | 2023-12-22 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2016-08-31 | 2017-07-18 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2014-09-03 | 2017-07-18 |
| Rep | 证券交易 | 2014-09-03 | 2017-07-18 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2014-09-03 | 2017-07-18 |