| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供资产管理 | 2022-05-30 | - |
| Rep | 就证券提供意见 | 2022-04-04 | - | |
| Rep | 证券交易 | 2022-04-04 | - | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期货合约提供意见 | 2020-03-31 | 2022-03-11 |
| Rep | 期货合约交易 | 2020-03-31 | 2022-03-11 | |
| Rep | 就证券提供意见 | 2019-08-20 | 2022-03-11 | |
| Rep | 证券交易 | 2019-08-20 | 2022-03-11 | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2014-09-15 | 2016-08-20 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2014-09-15 | 2016-08-20 |