| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2016-02-03 | 2017-08-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2016-02-03 | 2017-08-21 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供资产管理 | 2015-08-26 | 2015-12-18 |
| Rep | 杠杆式外汇交易 | 2015-02-17 | 2015-12-18 | |
| Rep | 期货合约交易 | 2014-09-17 | 2015-12-18 | |
| Rep | 证券交易 | 2014-09-17 | 2015-12-18 |