| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2026-05-14 | - |
| Rep | 期货合约交易 | 2026-05-14 | - | |
| Rep | 证券交易 | 2026-05-14 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2021-09-20 | 2024-10-04 |
| Rep | 证券交易 | 2021-09-20 | 2024-10-04 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2021-09-20 | 2024-10-04 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2019-08-01 | 2021-08-27 |
| Rep | 证券交易 | 2014-09-18 | 2021-08-27 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2014-09-18 | 2019-08-01 |