| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | RO | 证券交易 | 2020-01-20 | 2020-08-17 |
| Rep | 证券交易 | 2019-05-21 | 2020-01-20 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2014-09-19 | 2016-08-09 |
| Rep | 就证券提供意见 | 2014-09-19 | 2016-08-09 | |
| Rep | 证券交易 | 2014-09-19 | 2016-08-09 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2014-09-19 | 2016-08-09 |
| Rep | 就证券提供意见 | 2014-09-19 | 2016-08-09 | |
| Rep | 证券交易 | 2014-09-19 | 2016-08-09 |