| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-06-02 | 2017-09-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-06-02 | 2017-09-08 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-09-22 | 2017-03-24 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-09-22 | 2017-03-24 |