| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QFIN HK Limited | RO | 就证券提供意见 | 2026-03-12 | - |
| RO | 提供资产管理 | 2026-03-12 | - | |
| RO | 证券交易 | 2026-03-12 | - | |
| Lighthouse Capital (HK) Financial Limited | Rep | 就证券提供意见 | 2024-10-04 | 2025-09-04 |
| Rep | 提供资产管理 | 2024-10-04 | 2025-09-04 | |
| Rep | 证券交易 | 2024-10-04 | 2025-09-04 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2016-05-30 | 2017-04-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-09-23 | 2017-04-07 |