| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-07-02 | 2025-02-07 |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2021-07-02 | 2025-02-07 |
| Rep | 证券交易 | 2021-07-02 | 2025-02-07 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-03-26 | 2021-06-10 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2019-06-20 | 2021-06-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-06-20 | 2021-06-10 |