| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2015-12-11 | 2016-10-19 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2015-12-11 | 2016-10-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2014-10-17 | 2014-12-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-10-17 | 2014-12-20 |
| Rep | 证券交易 | 2014-10-17 | 2014-12-20 |