| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Capibara Capital (Hong Kong) Limited | Rep | 就证券提供意见 | 2026-01-22 | - |
| Rep | 提供资产管理 | 2026-01-22 | - | |
| NeoSpective Capital Limited | Rep | 就证券提供意见 | 2025-06-16 | 2025-12-22 |
| Rep | 提供资产管理 | 2025-06-16 | 2025-12-22 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2022-09-13 | 2024-10-23 |
| Rep | 证券交易 | 2022-09-13 | 2024-10-23 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2022-09-13 | 2024-10-23 |
| Rep | 证券交易 | 2022-09-13 | 2024-10-23 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2020-02-13 | 2022-06-10 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2019-06-24 | 2022-06-10 |
| Rep | 证券交易 | 2019-06-24 | 2022-06-10 |